The National Securities Market Commission (CNMV) has disseminated this Wednesday new warnings regarding 9 unregistered financial entities originating from the Netherlands and Germany, which operate without the due authorizations.
The Dutch supervisor (AFM) has communicated the existence of six suspicious firms: Richmond Terrace Capital PTY LTD (richmondterracecapital.com/), Evergrid AI (evergrid-ai.com/), Dominion Strategies (DOMINION-STRATEGIES.ORG/), Falnex (HXXPS://ESAFEVAULT[.]COM/), Stuwen Opulex (stuwen-opulex.com) and Ndae Exchange (nexuscoins.com/).
Regarding Germany, the regulator Bafin has issued a warning about High Performance Battery Holding AG after observing indications that this company would be offering various capital investments to the public without having the information prospectus or equivalent document required by securities regulations.
Similarly, Bafin has pointed out Commercehelden GMBH and Marketplace24-7 GMBH upon detecting indications that both companies would be marketing various capital investments to the public in Germany under the name "Amazon Parcels" without the information prospectus or equivalent document required by securities legislation.
The CNMV has emphasized that warnings issued by foreign supervisors within the European sphere can be consulted on its own website, both in the section on warnings about unauthorized entities and in other specific notice sections.